New England Antiquities Research Association

 

For Want of a Nail: An Analysis of the Function of Some Horseshoe or "U"-Shaped Stone Structures
by Edwin C. Ballard

 

 


 

This article was previously published in the NEARA Journal, Volume 34, Number 2, Winter 2000 & the Bulletin of the Massachusetts Archaeological Society, Volume 60, Number 2, 1999.

 

Introduction

 

For many reasons there has been a paucity of in-depth analysis of the myriad of stonework remnants that exist on the rough terrain of the backlands of New England. Much of it is the work of 18th and 19th century Euro-american farmers, such as walled field boundaries (Allport 1990), walled building foundations, and stone storage structures (Neudorfer 1980). Glacial debris abounds.

 

There are, however, other enigmatic structures that remain unexplained. This discussion makes a case for Native American construction and use for one class of these, a “U”-shaped construct. The lack of analysis has deep roots. It originates in the Contact period Puritan colonists’ struggle to survive. It derives from their religious mindset (Fischer 1989) that resulted in laws banning the practice of Native American religion, and attitudes that strongly influenced historical scholarship into the 20th century (Jennings 1976). Added factors include the early disruption of Native American social structure due to the effects of imported diseases (Salisbury 1982), middle 17th century warfare (Jennings 1976), and academic paradigms such as “Indians of the Northeast did not use stone architecture” (Hall and Woodman 1972). The latter paradigm has served as a serious impediment to extensive professional involvement in an in-depth evaluation of residual lithic structures in New England. It has contributed to minimizing meaningful dialogue between professional and amateur that was encouraged by Fitzhugh in his preface to Neudorfer (1980), and to a lack of application of basic archaeological excavation technique that might supply chronological and cultural context for such structures. This state of entropic unease has served to temper public support for our efforts to enhance our understanding of the blank spots in New England’s past.

 

In the late 1980s, I began investigating the possible uses for a specific type of horseshoe or “U”-shaped, laid-up (unmortared) stone construction found at two locations near my home in southeastern Massachusetts [Figures 1 & 2]. Initial contact with professionals was to say the least cool. That with amateurs ranged from mild interest to rampant speculation. As the data accumulated, similarities in location and orientation became apparent. With some encouragement from a few open-minded professionals, I was able to float a sun-cycle orientation hypothesis based on similarities in location and construction for 17 of these “U” structures at the spring 1992 meeting in Bridgewater of the New England Archaeological Association and Massachusetts Archaeological Society. The presentation evoked some careful reaction from a few members of the professional community, but for the most part the response was muted and I went back to tramping in the woods. In the interim, a review of published data showed four references for similar constructs that had proposed use hypotheses:

 

   

Figure 1. Equinox Sunset viewing structure: Site 1b (Figure 5, location 11). Sunset observed 3/21/91. This structure is sited 20 meters back from the edge of a sharp drop-off. The true horizon is obscured by distant tree tops. (Scale in 25 cm segments.)

 

Figure 2. Viewing structure: Site 1a (Figure 5, location 8). "U" faces slight uphill grade at about 240 degrees True azimuth. Winter Solstice sunset observed from this structure on 12/21/89, at 3:59 p.m., 19 minutes before listed sunset. Actual setting obscured by vegetation. (Scale in 25 cm segments.)

Goodwin (1946) identified three structures in Acworth, New Hampshire, two of which were enclosed, and reported hearsay evidence for prior use as 19th century trapping structures.

 

Hall and Woodman (1972) reported on the same three structures and proposed a similar use. As part of their data they listed horizon azimuths [See Glossary & Figure 3] from the open ends of the two covered structures. Based on personal measurement one of their reported azimuths is in error by 15 degrees. Since this was the magnetic deviation for the area, their error is probably due to a mistake in transcribing field notes. I believe that this error limited the scope of their conclusions since one structure faced Summer Solstice sunrise, the other Winter Solstice sunrise. In addition they quoted as supporting evidence for their proposed hypothesis‑trapping enclosures and the paradigm, “Native Americans in the Northeast did not use stone architecture.”

 

Figure 3. True horizon azimuths for solstices at 42 decrees north latitude. [To obtain true compass reading subtract local magnetic deviation from observed magnetic compass value (15 degrees for east central Massachusetts). For an elevated horizon the sun will rise to the right (+) and set to the left (‑) of the horizon value.]

 

Neither of the above two reports mentioned other non-covered “U” structures on the hill at the Acworth site. Based on Rothovious (1966), and confirmed by personal communication (November 1998), they were present at the time of Hall & Woodman’s survey. These open structures have significant horizon azimuths. They are recorded in the summary in Table 1.

• Snow (1980), cited the Hall and Woodman use hypothesis to support a discourse on "Myths of New England's Past" dismissing any other use hypothesis.

 

• Mavor & Dix (1989) compared several laid up stone “U” constructs in New England to the “prayer seats” used by Native Americans in the western United States. They suggested a similar local use.

Since my 1992 presentation I have compiled data on an additional 54 laid-up stone “U” structures. Sixty-seven of the 71 total are grouped in multiple combinations at 10 sites from southeastern New England to southwestern New Hampshire. Table 1 is a compilation of the common azimuths including site location. The azimuths were measured from the centerline of the open arms of the “U” facing outward toward the horizon.

 

I propose that the use of 40 of these 71 structures was to monitor the annual cycle of the sun, at sunrise or sunset, at specific horizon positions during the Sun’s annual journey from solstice to solstice and return. A second subset of 20 structures are located to provide a view of the northern constellations, the stars that never set, particularly the Big Dipper in its late summer to early winter evening positions as it rotates about the “hole in the sky.” This locus is presently denoted by the North Star, Polaris. Of the rest, 8 are focused on other horizon positions within the sun-cycle, 2 open south-southeast, and 1 opens south.

 

This data assemblage leads me to conclude that a widespread social grouping was using the motions of the sun and stars in a ritualistic way. The question is who was using them and why? I propose the following hypothesis:

• It is widely accepted that Native Americans used the celestial dome to determine the timing of socio-cultural events (Carlson 1990, Miller 1997).

 

• Features in the landscape are tied to that use in parts of the Americas other than New England (Stevenson 1901/1902, Williamson 1984).

 

• Features in the landscape in New England are also associated with celestial events (Mavor & Dix 1989, Ballard 1992).

 

• Data on the orientation of a class of “U”‑shaped structures in New England indicate they are related to specific celestial phenomena: aspects of the sun-cycle and the northern constellations, in particular the Big Dipper, or Bear, which was important to Native Americans of the northeast (Volmar 1996). These structures may be Late Woodland through Contact period in date.

Location and Configuration of "U"-Shaped Structures

 

All of the structures I have observed are located on high ground, primarily on the sides or upper levels of rock outcrops or ledges, i.e. areas of little potential economic use until the development boom of the last ten years. Five of the sites are located around the periphery of the Taunton River basin, and one is on the northeastern edge of the adjoining Palmer River basin, both areas are in southeastern Massachusetts. One site is near the eastern shore of Narragansett Bay in central Rhode Island. Two of the sites are in southwest New Hampshire near Keene on elevated heights. The other is on a knob in Groton in northern Massachusetts. Most of these structures are freestanding on a level surface. Several are built on raised pads, others are set against a boulder or rock outcrop, all with the intent to provide a fixed location for a predetermined line of sight from the open end of the “U” to a point on the horizon. The overall dimensions of these constructs range from a width of 1.5 to 2 meters, a length of 1.5 to 2 meters, and a rear height from .7 to 2 meters. In most cases the side arms are lower than the rear height, similar to the arms of a chair.

 

Of the 71 structures I have recorded, 67 are located at these 10 sites in groupings of 4 or more. Only four were of covered, or beehive construction. At least six have been destroyed by subsequent development projects and several others are at significant risk. One site in Groton, Massachusetts, [Figure 4] has been invaded by an upscale residential development and will be obliterated within three years. The northern part of the site in Figure 5 is in its second phase of residential development. At five of the sites there are remnants that suggest the previous existence of additional elements. My surveys of the sites were extensive, but due to the nature of the terrain do not preclude the existence of other similar structures.

 

Figure 4: A cluster of "U"-Shaped Structures in Groton, Massachusetts

 

Figure 5: Two Classes of "U"-Shaped Structures (Sites 1a, 1b) in Bristol County, Massachusetts

 

Clustering of Celestial Orientation Data

 

As the observed and recorded data began to accumulate the two previously noted subsets of data became more apparent, one sun‑cycle related, the other with a north by north‑northwest to north-northeast orientation. The obvious sky‑based objects that fit the second subset are the northern constellations, “the stars that never set.” The 20 observed azimuths range from 345 degrees true to 30 degrees true, i.e. from a mid-summer to early winter (maximum easterly swing) evening position of the Big Dipper. At our local latitude, 42 degrees north, the Dipper bowl and tail, in its present lowest position, never touches the horizon. It is interesting to note that most of the northerly facing “U”s have a slight uphill orientation to an artificial horizon. This suggests that they were located to face the Dipper bowl, or tail, when it touches that horizon making the connection between the sky and the earth.

 

A probability of occurrence test for suncycle relevance for the remaining 51 structures is 99.9999 % ; 40 of the 51 are focused on solstice/equinox azimuths. This, coupled with the previously noted direct observations and the multiple site locations, makes the case for a widespread regional cultural context in which sky observations were used as a component of socio-ritual structure. The question is who used them and when?

 

Determination of Celestial Orientation of "U"-Shaped Structures

 

Azimuths from the open end of the “U” for 40 of these structures point to significant sun‑cycle events. Five point to the horizon position of the sun at Winter Solstice sunrise, 7 towards Winter Solstice sunset, 5 towards Equinox sunrise, 6 towards Equinox sunset, 9 towards Summer Solstice sunrise, and 8 towards Summer Solstice sunset [Table 1]. Some of the structures have constructed or placed foresights. One of these is shown in Figure 6. This 4‑ton monolith rests on an opposing ridge from the “U” shown in Figure 7 (locations 2 and 1 on Figure 5). These two elements were used to determine the day of Winter Solstice sunrise. The initial observation that suggested my sun-cycle hypothesis occurred at sunrise on December 22, 1989, Winter Solstice, when I observed the first flash of the Sun at the juncture of the chocked-in‑place monolith in Figure 6 with its bedrock base, while standing between the arms of the “U” shown in Figure 7. The flash of the sun occurred two minutes after the listed sunrise time. This observation verified an assumption made in the summer of 1989 that there was a connection between these two constructs, sited on the shoulders of opposing ridges, separated by 130 meters of trees, brush, brook, swamp and scree. Other Winter Solstice viewing locations, such as at Acworth, New Hampshire, and Groton, Massachusetts, have topographical features as foresights. (See Glossary for terms used in this section.)

 

  

Figure 6. Winter Solstice Sunrise foresight: Site 1a (Figure 5, location 2). Sunrise observed 12/22/89, at notch formed by junction of this chocked‑in‑place 4‑ton lith with its bedrock base, at 7:12 a.m., two minutes after listed horizon sunrise. (Scale in 25 cm segments.)

Figure 7. Winter Solstice Sunrise viewing structure: Site 1a (Figure 5, location 1). This "U"‑shaped structure is located on the shoulder of an opposing ridge 150 meters northwest of the foresight in Figure 6. (Scale in 25 cm segments.)

 

Other direct observations include:

• Summer Solstice sunrise on June 21,1996, from a “U” at the Wrentham site, to the location of a laid‑up stone structure on the high point of the Foxborough site, both in Massachusetts.

 

• Equinox sunset on March 21, 1993, from the “U” [Figure 1] at location 11 on Figure 5.

 

• Winter Solstice sunset on December 21 and 22, 1989, from the “U” [Figure 2] at location 8 on Figure 5.

 

• Equinox sunrise on March 21, 1992, from the “U” at location 4 on Figure 5.

The exact horizon azimuths for the latter two observations were obstructed by intervening vegetation. By plotting the setting and rising trajectories of the sun, the foresight features were identified: a boulder at location 8, and a notch formed by the juncture of two landform slopes for location 4.

 

One of the major problems in verifying horizon azimuths for these "U"‑shaped cairns is the presence of intervening vegetation. I have used several additional methodologies to overcome the constraints: measuring azimuths from the center line of the open arms of the “U” and then forward searching for foresights; surface triangulation from adjacent locations with a clear horizon view; or the use of topographical maps to identify horizon features at equivalent altitude on the azimuth bearing. In the past, visibility would not have been a problem on the bedrock outcrops. It requires ages for soil to accumulate in crevices to sustain vegetation. For the other areas, the record shows (Russell 1980, Cronon 1983) that Native Americans in the northeast modified the landscape to control their environment especially by burning to improve visibility.

 

Native America Ritual us of the Sun-Cycle

 

As previously noted, there is an expanding base of documentation that Native American cultural groupings used the celestial dome as a component of their ritual structure (Carlson 1990, Miller 1997).

 

More specific use documentation is provided by Stevenson (1901 / 1902). She reported on the ritual use of similar laid‑up stone “U” structures by the Zuni who, because of their isolation, were able to maintain a cohesive tribal culture into the 20th century. The Yurok Indians of northern California, who have 15th century Algonquian roots (Mavor & Dix 1989), used similar “U”-shaped structures to control sky-based ritual (Chartkoff 1983). The symbol for the Hopi Moon Clan was a “U” with a dot between its open ends (Patterson 1992). Eddy (1977) discussed the evidence for sky-event usage by Native Americans for the laid-up stone structures of the northern plains “Medicine Wheels.”

 

Closer to New England, the Anderson Mounds in Indiana, an Adena ditch and bank structure, had grooves dug in the outer bank to provide for the viewing of horizon events related to the sun and stars from a central mound. This site has been dated to 2100 BP (Anderson Mounds 1969). The “U”‑shaped loops of the serpent at the Ohio “Serpent Mound” are solstice/equinox oriented (Fletcher & Cameron 1988). Williamson (1984) discusses the reported solar alignments of the wooden post hole circles at the 13th century “Cahokia” site in southern Illinois. The Seneca used “U” symbols in a northeast, southeast, southwest, and northwest context (Sams & Nitsch 1991).

 

In southern New England, Roger Williams (1643) referred to a major feasting period by local Native Americans at Winter Solstice as “their kind of Christmas.”

 

Event-Specific use of Structures Clusters

 

The location by site data, compiled in Table 1, shows that every site does not at present have the full spectrum of possible primary sun-cycle observation locations. This suggests either an incomplete inventory or an event-specific use. An example of site-specific use was noted by Stevenson (1901/1902). She detailed the use of a “U”-shaped, laid-up stone construct by the Zuni sun priest, Pequin. Starting with the last full moon in October he made daily observations of the horizon positions of sunrise. Using a string of 48 knots, untying one knot each day, he established the starting date of the advent period Shalako festival to prepare for Winter Solstice, the primary ritual event in the Zuni year. Additional “U”-shaped stone structures located at other sites around the pueblo were used to determine the appropriate time for other significant rituals.

 

Table 1: Horizon Vectors from "U"-Shaped Stone Structures by Numbered Site Locations

 

The location of the stone constructs at the Groton, Massachusetts, site suggests a similar sky-event usage for timing a social ritual. This set of “U”s is located west of the Forge Pond area of Westford, Massachusetts, in an area of documented Native American activity (Jennings 1976, Mavor & Dix 1989). It is northwest of the presumed site of the Nashoba praying-Indian village. The viewing stations are located around the sides of the high point of a low north-northeast/south-southwest ridge [Figure 4]. The viewing locations cover an area 400 x 800 meters. This site was relatively remote until recent years when a high-end housing development began encroaching on it.  Table 2 shows the recorded data for 6 viewing stations, 4 complete, and 2 damaged.

 

Table 2: Recorded Viewing Data for "U"-Shaped Structures at Groton, Massachusetts [Figure 4]

 

We were unable to locate 2 others apparently destroyed during land clearing.  Figure 8 shows two views of “U” # 2 at this site. Field surveys were made in November 1996 and April 1997 in the company of D. Palmisano who had made the original observations several years previously and had been unable to interest anyone in determining a possible use for the structures. At the time of the survey several homes were in various stages of construction, intruding into the center of the primary viewing area. The layout of the viewing structure locations and azimuth directions noted in Table 2 is shown on Figure 4. The cumulative data suggests an August to December viewing period, using the sun and Dipper as timing devices, culminating with Winter Solstice sunrise.

 

  

Figure 8. Front and side views of "U" #2 at the Groton, Massachusetts, site. The azimuth, 285 True, is halfway between Equinox and Summer Solstice azimuths. These views show the use of the stone row to frame the space between the arms of the structure. (Scale in 10 cm segments.)

 

In contrast, the data recorded for the site shown on Figure 5, which is substantially larger (2800 meters for its major axis), suggests a year-round use. Figure 5 shows the recorded survey data for 14 constructs, 12 “U”s and 2 foresights. Two “U”s have been destroyed by residential construction, another has part of the above surface structure removed. All the azimuths are included in the Table 1 compilation.

 

Dating of Structures

 

A literature search provided two Contact Period references for Native American presence in the area shown in Figure 5. These were the use of an adjacent swamp as a winter hunting campsite by the Wampanoags (Russell 1980, Bourne 1990), and the description of the capture site of Annawan that ended King Philip’s War (Church 1989). That site la [Figure 5] existed already in the 17th century (and was probably not built by the English) is suggested by a 1713 deed that referred to a point on the 1661 Taunton South Purchase boundary adjacent to the site as “a tree commonly called the horseshoe,” an apparent reference to a “U” structure (Emery 1893).

 

The site in Barrington, Rhode Island, contained 4 “U”‑shaped constructs. They were found 30-50 cm below ground surface, and all of the structures were below juncture. They were constructed with hand size rounded cobbles, and there was a 40 cm pile of similar cobbles located in front of the open end of each “U”, suggesting the “U” and dot, or sod and skull, motifs (see below). The horizon azimuths of these constructs fit the sky-cycle template and are included in the Table 1 (location 5) data. A literature search shows that the “U” and dot motif was used as the glyph symbol for the Hopi Moon Clan (Patterson 1992). It is also the facial painting symbol of Spring Boy in the Siouxian Sun Dance adoption/mourning ritual and the shape used in the placement of the sods and buffalo skull on the Cheyenne (who were Algonquian speakers) Sun Dance altar (Hall 1997). Radiocarbon ages of 800 +/- 50 BP (Beta 54901,1992) and 860 +/- 50 BP (Beta 62401,1993) (both uncorrected d13C indicating the Late Woodland period, were obtained on charcoal from two of the structures (personal communication, D. Andreozzi 1996). The structures were however in the same location as lithic assemblages of at least two other periods, the Transitional Archaic and Middle Woodland. These earlier lithics were found at various levels, some above the levels of the constructs, suggesting disturbed strata possibly due to the building of the structures at a later date. Native American burials were found in the early 1900s during construction of a golf course adjacent to the site.

 

Native American Ritual use of the Big Dipper, Polaris, and the Pleiades Constellations

 

The Big Dipper was used as an event-timing device by many cultural groups in the Americas.

 

For the Maya of Central America, the Big Dipper was their God, Itzam Yeh (7 Macaw), who was knocked out of the Milky Way tree in the evening of the day of the return zenith passage of the sun, signaling the rebirth of the Maize God from the crack (defined by the three stars of Orion’s belt) in the shell of the turtle (Freidel 1993). Also, the Aztec god Tezcatlipoca, who was associated with death and darkness, was the Big Dipper, and he was pictured with the lower portion of a leg torn off (Krupp 1983). Today, the end stars of the handle of the Dipper drop below the horizon at latitudes below about 40 degrees. The Aztecs migrated south to Mexico City, latitude 20 degrees, where the whole Dipper is below the horizon on winter evenings.

 

In North America, the bowl of the Dipper was the canoe that transported the Corn Mother of the Alabama to earth signaling the start of the midsummer green corn (Busk) ceremony (Swanton 1929). For the California Chumash, the Hutash ceremony (burning the blankets of the dead) was associated with the Dipper standing on end (Hudson & Underhay 1978). At this time in the Dipper cycle (late fall, early winter) the bifurcated split in the Milky Way (highlighted by the stars Altair and Deneb) plunges to the southwestern horizon providing a pathway for the “spirits of the dead” (Brinton 1868) to travel to the place of the dead from their temporary abode among the stars of the Milky Way. Men traveled along one branch, women along the other. Krupp (1983) noted that the Chumash also referred to the North Star, Polaris, as the “Sky Coyote” who controlled the order of the heavens, and he discussed the use of Polaris as the target for the Omaha’s Sky Pole that was framed by a “U”‑shaped structure of mats.

 

In the northeast, there is reputedly an Abenaki tradition associating the spirits of the dead with Altair (personal communication, 1997). Simmons (1970) refers to Roger Williams’ comments on Native beliefs in the “Key” (1643), where “the souls of their great men and Women” take the journey to join Cautantowwit in his dominion in the southwest. Roger Williams, in another section of the “Key” (1643), notes the use of the Bear constellation (identified as the English Charles Wain [Wagon], our Big Dipper,) by the Narragansetts. Among the Iroquois, the three stars of the Dipper handle represent three Mohawk hunters who chased the Bear (Dipper bowl) into the sky in winter (Tehanetorens 1976, Volmar 1996).

 

Additional sky object usage by northeastern Native Americans was reported during the Contact Period. Verrazzano cited the use of the Pleiades as a planting cycle controller in the Narragansett Bay area (Ceci 1978). Mavor & Dix (1989) suggest the use of a corbelled stone structure in Upton, Massachusetts, with stone mound foresights, as a mechanism for precise viewing of the set of the Pleiades in the 8th century AD. The Iroquois used the zenith passage of the Pleiades to time their midwinter festival (Snow 1993).

 

Scarcity of Sky Event Usage Data for Local Native Americans

 

It is unlikely that any of these structures were built by or used for celestial observation by the English since no documentation exists for formal sky event usage by Contact period Calvinist English immigrants. Rather the opposite is true. Because of Elliot’s early failures at proselytizing Native Americans in the Massachusetts Bay area, the General Court, in November 1646, enacted laws prohibiting the practice of Native American religion under pain of fines or death (Jennings 1976). As previously noted the residual cultural memory of local Native Americans was dealt a devastating blow by lack of immunity to imported diseases and 17th century warfare with Europeans. The primary source for written knowledge of their social structure and ritual has been a few Contact period writings, by Europeans, that met the censorship criteria of the Puritan theocracy. Some inferences have been made from analysis of grave goods, a resource that has been severely constrained. An oral trace survives in family lore of the few surviving descendents. An example is the recitation of the Christian Wampanoag version of The Lord’s Prayer which starts with the phrase “Our Father the Sun” (personal communication, Russell Gardner, Wampanoag Tribal Historian, 1996).

 

Other than the Barrington, Rhode Island, site there is no direct linkage showing Native American involvement with the sites discussed here. I have done no excavation. In addition to the location inferences for the Groton site [Figure 4] and the area shown in Figure 5, hearsay indicates a late 19th early 20th century Native American presence on the northern portion of the Wrentham site. The Middleboro site is adjacent to Wapanucket with it's documented prehistory from the Archaic to the Contact Period."
 

Conclusion

 

The data accumulated to date and discussed here suggest that these “U”‑shaped constructs are artifacts that are remnants of a sky‑based socio-ritual structure applicable to at least Late Woodland and Contact Period New England Native American society. The evidence for ritual usage of similar structures by Algonquian peoples in the west and far west strongly suggests a deep-rooted cultural base. The commonality of usage of these similarly constructed viewing structures by other Native American culture groups suggests a widespread ritual practice that is embedded in prehistory. These data from other areas of the United States and Central America lend support to a sky‑based ritual interpretation for “U” structures in New England. Radiocarbon ages from a single site in Rhode Island imply a Late Woodland context.

 

While these structures still exist they provide a window of opportunity for expanding our database of anthropological knowledge about a relatively unknown period of New England prehistory.

 

 

Glossary

 

Azimuth: A vector angle as measured from a reference point. Compass readings use North as the reference point. The azimuth of North is 0. For East the azimuth is 90 degrees, for West it is 270 degrees.

 

Equinox: Two dates each year when day and night are of equal length, March 21 and September 21 half way between the Solstices). At equinox the sun rises directly East at an azimuth of 90 degrees.

 

Flash of the sun: The moment the Sun’s edge breaks the horizon at sunrise.

 

Foresight: The front sight of a weapon that is pointed at a target. When the target is the Sun along the horizon at sunrise, the foresight can be a hilltop or notch or a man‑made object such as the placed stone (lith) shown in Figure 4.

 

Solstice: The day when the Sun is at its maximum (June 21) position above the equator or minimum (December 2) position below the equator. (The longest or shortest days of the year).

 

Vector: The direction or line of sight towards a target

 

 

References Cited

 

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